Constructing InterEthnic
Conflict and Cooperation
Why Some People Harmed Jews and
Others Helped Them during the
Holocaust in Romania
By Diana Dumitru and Carter Johnson*
Jewish civilian: “I encountered extraordinary people. . . . [Ukrainians]
helped me to survive in the camp.” 1
Jewish civilian: “[when] war broke out the Moldovans immediately
burned down our house. They were the ones who helped the Ger-
mans, they burned houses and people.”2
C ivilian populations across Europe reacted differently to the
Holocaust and the opportunities it brought to victimize or aid
their Jewish neighbors. As the above quotes attest, there were patterns
of behavior that may have gone beyond individual, idiosyncratic dif-
ferences. This article locates spatial differences in behavior within one
region of Eastern Europe, explaining why one group of gentiles pro-
vided support and aid to its suffering Jewish neighbors, while another
group exacerbated the situation, causing deliberate harm, often with
gratuitous acts of violence.
In contrast to most research on interethnic relations, this article
looks at the causes of both conflict and cooperation. We argue that
*This article was made possible by grants from the Centre for Advanced Holocaust Studies from
the U.S. Holocaust Memorial Museum; the Baron Friedrich Carl von Oppenheim Chair for the Study
of Racism, Antisemitism, and the Holocaust, founded by the von Oppenheim Family of Cologne; and
the International Institute for Holocaust Research, Yad Vashem. Support was also provided by Gerda
Henkel Stiftung’s Special Programme to Support the Next Generation of Historians in Russia, the
Ukraine, Moldova, and Belorussia. We are grateful to those whose advice contributed to the improve-
ment of this article, including Alan Zuckerman, Jeffrey Kopstein, Gary LaFree, participants of the
cidcm Workshop on Peace and Conflict, and the anonymous referees.
1
Sheyn 2005.
2
Sherman, Yad Vashem Archives.
World Politics 63, no. 1 ( January 2011), 1–42
Copyright © 2011 Trustees of Princeton University
doi: 10.1017/S0043887110000274
2 w o r l d p o li t i c s
the underlying “quality” of interethnic relationships between civilian
populations of different ethnic groups affects the likelihood of produc-
ing conflict or cooperation when opportunities for such action arise.
We work in the constructivist tradition, arguing that states can play a
central role in building interethnic relationships that are then internal-
ized by members of the ethnic groups. Critically, our empirical data
demonstrate that states can construct cooperative relationships even in
societies that have experienced decades of previously violent interethnic
interactions, and we show that this can be accomplished over the course
of relatively short periods of time. Our cases strongly suggest that state
citizenship and nationality policies, if they are focused on integration
and inclusion and backed by strong political commitment, are able to
build cooperative interethnic relationships that are internalized and
that endure beyond the life of the state itself.
This underlying quality of interethnic relationships also contributes
to other debates in the field by linking macrotheories of ethnic war to
microlevel explanations of ethnic violence. Some explanations of war,
such as state weakness or opportunistic elites, run into problems because
they cannot explain why some ethnic dyads turn violent while others do
not, and why some nationalist elites succeed while others fail. To ad-
dress this, more recent studies have made explicit their assumption of
preconflict animosity, but they tend to treat this background animosity
as fixed, the result of macrohistorical processes involving prior conflict.
We take one step back in this causal chain and seek to explain how these
background interethnic relations are constructed and, more importantly, how
animosity can be transformed into affinity through deliberate state policies
regarding citizenship and nationality. The specific focus of this article is
on how background interethnic relationships of animosity or affinity
cause or prevent low-level violence among nonstate actors.
We believe that these results have direct applicability to the twenty-
first century’s increasingly multiethnic societies: as states struggle to
alleviate tension between historic groups within their borders as well
as with new immigrant communities, the state can play a direct, con-
structive role in fostering better relations. The role of state citizenship
and nationality policies can play an ever-increasing role in how these
migrants integrate and how extant citizens react to, treat, and behave
toward them. Further, we see new nationality policies, even in the short
term, as capable of altering long-term antagonistic behavior between
established ethnic groups within a given society.
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 3
I. Our Cases: A Natural Experiment
To test our theory about the impact of state nationality policies on citi-
zens’ individual-level motivations toward conflict or cooperation, we
have taken a natural experiment in which two multiethnic populations
of similar sizes and proportions are subject to the same racist, exclusiv-
ist nationality policies from the state at time t, but at time t+1 one of
the multiethnic populations is subject to strongly inclusivist nation-
ality policies from the state, while the other continues to receive the
same racist, exclusivist policies. At time t+2 both populations are given
the opportunity (and even encouraged) to abuse a minority population
during conditions of war under a racist, exclusivist regime. The cen-
tral difference between the groups is an intervening two-decade period
during which one state sought to construct interethnic cooperation.
The results are striking and compelling: the citizens who were sub-
jected to the inclusivist “treatment” were less likely to abuse and far
more likely to aid the minority, even when aiding the minority posed a
risk to their own safety.
Our case studies come from an East European region on the territo-
ries of modern-day Moldova and Ukraine (see map of Figure 1). This
territory contains two regions that came under Romanian control dur-
ing World War II, when Romania was allied with the Nazis. We use
the example of Romania during the Holocaust because it provides a
unique natural experiment: the neighboring territories of Bessarabia
and Transnistria3 contained Jewish populations of similar size in both
percentage and aggregate numbers,4 and these two territories were part
of the Russian Empire until 1918, after which Bessarabia joined Roma-
nia and Transnistria joined the newly established Soviet state. During
the tsarist period, these territories had been subjected to extreme forms
of official state anti-Semitism, including restrictions on employment,
residence, mobility, and implicitly sanctioned or tolerated pogroms
against the Jewish population. After 1918 the Bessarabian population
continued to live under state-sponsored anti-Semitism; however, the
Transnistrian population experienced a vastly different policy fostered
by the Soviet Union, one that included a radically inclusive nationality
3
Transnistria during World War II included presented-day Transnistria, a region within the Re-
public of Moldova, as well as territory to the east, located in present-day Ukraine, and comprising a
large proportion of ethnic Ukrainians. In this articleTransnistria refers to this larger WWII geographic
region and not only to the present-day territory of Transnistria.
4
At the end of the nineteenth century Bessarabia had 228,620 Jews (11.8 percent), and in the
province of Podolia, which formed a major part of Transnistria, the Jews numbered 370,612 (12.3
percent). More details on the population size at the start of World War II can be found at fn. 98.
4 w o r l d p o li t i c s
Figure 1
Approximate Geographical Boundaries of Bessarabia and
Transnistria inside Romania during World War II
policy specifically aimed at destroying negative stereotypes of the Jews,
fostering positive images, and integrating the marginalized Jewish
population into mainstream Soviet society.
In 1941, twenty-three years after having been divided, Bessarabia
and Transnistria were once again rejoined, under the control of the Ro-
manian government, with some help from the Germans. It was explicit
Romanian policy to detain all Jews within Bessarabia and Transnistria
and place them in camps and ghettos within Transnistria. As in other
regions occupied by the Nazis, destruction of the Jewish population
was devastating, and the Romanian security forces encouraged local
peasants in both regions to engage in anti-Jewish victimization.
After a careful study of gentile behavior toward the Jewish popula-
tion in these two regions, our research indicates that there was a remark-
able difference between actions taken in Bessarabia and Transnistria.
On the basis of more than two hundred Jewish survivor testimonies, a
mail-in survey with Jewish Holocaust survivors, interviews with over
one hundred non-Jewish Holocaust witnesses located on the territories
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 5
of Bessarabia and Transnistria, and archival material from the Roma-
nian, German, and Soviet governments, we found the following: the
Bessarabian population was more likely to commit abusive actions
against Jews (for example, beatings, theft, murder, rape), whereas the
Transnistrian population was both (1) less likely to commit abuse and
(2) more likely to behave in a cooperative manner (for example, pro-
viding food and hiding Jews from persecution). We believe that the
prewar state policies encouraging either animosity or affinity between
ethnic groups greatly contribute to our understanding of this outcome.
We present our results in both qualitative and quantitative forms.
The rest of the article proceeds as follows. Section II presents lit-
erature on interethnic conflict, focusing on five main approaches to
violence onset. Section III provides a brief history of the region under
study, highlighting our theory by focusing on the exclusivist and in-
clusivist nationality policies of the different governments. Section IV
details the data we have on violence and cooperation perpetrated by
the local non-Jewish population toward the Jewish population during
World War II, demonstrating lower levels of violence and higher levels
of cooperation from the inclusivist side. Finally, Section V briefly con-
siders alternative explanations specific to our case study. We conclude
with Section VI.
II. Literature Explaining Interethnic Violence
Literature explaining ethnic violence can be divided into five dominant
research areas: structuralist, instrumentalist, institutionalist, emotional-
psychological, and constructivist. We argue that the first three rely on the
fourth as a necessary condition. The fourth, in turn, is typically treated
as a constant, a result of macrohistorical circumstances, such as modern-
ization or prior conflict. Our theory builds on this fourth area and con-
tributes to the burgeoning constructivist literature by demonstrating
the malleability of underlying interethnic relationships and by looking
specifically at the state’s role in that process. We also contribute to the
constructivist literature by examining not only how violence influences
the construction of ethnic identity but also the reverse process: how the
construction of identities influences the production of violence.
Structuralist Explanations
Structural explanations of interethnic violence often focus on the state
or regime, identifying information failures and state weakness as the
prime drivers of domestic interethnic violence. Some have identified
6 w o r l d p o li t i c s
the structural conditions associated with regime transitions as a partic-
ularly fertile ground for interethnic and nationalist violence. For these
authors, such “critical junctures” and the possible “emerging anarchy”
are a time of dangerous instability precisely because of the uncertain-
ty of state policies and information failures that can occur within the
“marketplace of ideas.”5 While this approach is helpful in identifying
the timing of conflicts, most are not able to specify which ethnic dyads
are likely to come into conflict with one another and why some coun-
tries in transition experience no violence at all.
Some structural explanations can elucidate which ethnic dyads may
engage in violence. Erin Jenne, for example, explains radicalization of
ethnic demands through powerful external actors who provide support
for minority groups in their bargaining with the government.6 Mean-
while Stathis Kalyvas argues that levels of violence in wartime are de-
pendent on the degree of territorial control by armed forces.7 While
both theories make important contributions, neither can explain our
case: why nonstate actors attacked Jews in one region of the country
but aided them in another, despite a uniform domestic state (Romania)
and external actor (Soviet Union).
Instrumentalist and Institutionalist Explanations
Instrumental approaches to ethnic conflict, exemplified by the work
of Valere Philip Gagnon, focus on elites within society that are able to
galvanize the masses into nationalistic acts of solidarity, violence, and
sometimes warfare against other groups.8 Violence entrepreneurs are
often deployed by elites to unite one ethnic group, in an elite’s bid to
obtain or solidify power.
Very often instrumentalist approaches are tied up with institution-
alist explanations, with one approach complementing the other. Paul
Brass, for example, attributes Hindu-Muslim riots in India to the pres-
ence of “institutionalized riot systems”—networks of people aiming to
maintain tension and initiate violence between groups.9 Steven Wilkin-
son’s institutional explanation accepts that violence entrepreneurs are
involved but argues that the makeup of electoral districts can create
incentives for political parties to use violence as a means of achieving
victory at the ballot box.10 Ashutosh Varshney also believes violence
5
See, for example, Bertrand 2004; Posen 1993; and Snyder 2000.
6
Jenne 2007.
7
Kalyvas 2006.
8
Gagnon 1994–95; Gagnon 2004.
9
Brass 2003.
10
Wilkinson 2004.
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 7
entrepreneurs can create violence but argues that, where the web of
transethnic civil society organizations are dense, small-scale violence is
likely to be contained.11
Importantly, for our explanation, both institutionalist and instru-
mentalist approaches rely on the presence of extant interethnic tension. Af-
ter all, elites that try to stir up ethnic rivalries for political gain are a
dime a dozen, but they are only sometimes successful. These elites usu-
ally need extant ethnic tension with which to manipulate the general
public. Wilkinson, for example, concedes that “preexisting antiminority
sentiment” is an important “enabling condition” for his theory.12 Ka-
lyvas suggests, similarly, that interethnic violence is most likely to oc-
cur where preexisting ethnic polarization is highest.13 We believe that
exploring where this preexisting polarization comes from and how it
changes is a critical and underexplored factor in explaining interethnic
violence.
Emotional-Psychological Explanations
Primordialist explanations of interethnic violence have long fallen out
of favor within the social sciences, yet in recent years more sophisticated
emotional-psychological explanations have emerged to explain back-
ground animosity between ethnic groups.14 Stuart Kaufman’s Modern
Hatreds is exemplary: “people respond to ethnic symbols and mobilize
. . . only if a widely known and accepted ethnic myth-symbol complex
justifies hostility to the other group.”15 These hostile myths, according
to Kaufman, come from histories of conflict and group victimization
upon which elites can draw in their bid to obtain or maintain power.
Horowitz similarly looks at an emotional sense of gratification that ri-
oters feel when victimizing the ethnic “enemy,” and that, he argues,
contributes to the occurrence of ethnic riots: “Whatever leaders may
plan, the plans would not come to fruition if the rioters did not find
the festive infliction of suffering and degradation thoroughly satisfy-
ing. No hidden logic of costs and benefits can explain the violence tout
court.”16
11
Varshney 2002.
12
Wilkinson 2004, 2.
13
Kalyvas 2006.
14
It is not clear that “primordialism” in its pure form was ever a significant explanation in the social
sciences. Clifford Geertz is typically cited as the primordialist, but his work allows for multiple identi-
ties and shifts within those identities. The primordialists tend, rather, to be journalistic accounts. See
Geertz 1963; and Geertz 1973. For an example of the journalistic accounts, see Kaplan 1993.
15
Kaufman 2001, 30. Brubaker also works on this issue when referring to “levels of groupness” that
aid elites in their quest for power. See Brubaker 2004, 22.
16
Horowitz 2001, 123.
8 w o r l d p o li t i c s
This emphasis on background relations helps identify antagonistic
groups, the baseline of tensions necessary for violent conflict to occur
between ethnic groups. But these explanations also tend to treat such
background conditions as relatively fixed and unchanging. They do not
explain how, for example, a sense of interethnic cooperation or affinity
could emerge after histories of conflict.17
Constructivist Explanations
The most recent addition to the ethnic conflict literature is construc-
tivism.18 Constructivists explain the processes by which identities are
formed, but their explanation of how identities lead to violence has
been limited. As Charles King commented in a review of the literature:
“Constructivism is intuitively right that social identities can be shaped,
but it rarely offers an account of why identities take the shape they do
(and why this fact should even matter in explaining mobilization and
violence).”19 Kalyvas, similarly, has criticized the civil war literature for
not adopting constructivist insights into theories of ethnic violence.20
In addition, constructivists have not addressed the issue of how emo-
tions of intergroup affinity could be created after long histories of con-
flict. Our approach problematizes and explains how these interethnic
relationships can lead to violence, how interethnic relationships change,
and how cooperative relations can be constructed from an antagonistic
starting point all through policies of the state. Equally important, the
conclusions here suggest that states committed to adopting a strongly
inclusive, multiethnic national identity can have a profound impact on
their citizens, leading them to internalize the sense of intergroup affin-
ity that can outlive the life of the state itself.
III. State Construction of Interethnic Conflict
and Cooperation
We now lay out the state nationality policies for our cases, providing
descriptions for time t (both territories under tsarist Russia) and time
t+1 (territory 1 [Bessarabia] under interwar Romania, and territory 2
[Transnistria] under interwar Soviet Union). We then move to the vio-
lence at time t+2 (both territories again united under Romanian control).
17
James Fearon and David Laitin are among the few authors in political science who have focused
on the emergence of cooperation, although they do not focus on affinity or enter the constructivist
debate. See Fearon and Laitin, 1996.
18
See Chandra 2001; Wimmer 2008; Lemarchand 1997; and Posner 2003.
19
King 2004.
20
For a recent exception and shift in this approach, see Kalyvas 2008.
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 9
Time T: Bessarabia and Transnistria within Tsarist Russia
Bessarabia and Transnistria were both part of the Russian tsarist em-
pire after 1812. These two regions were largely agricultural, with com-
parable Yiddish-speaking Jewish minorities, usually highly segregated
in small towns and cities.21 In Bessarabia at the end of the nineteenth
century, ethnic Romanians were the majority of the population and
there were 228,620 Jews, constituting 11.8 percent of the population.
Of these, 48 percent lived in towns (including 50,237 in Kishinev,
the capital of Bessarabia), 26.5 percent in small towns, and 25.5 per-
cent in villages.22 In the predominantly Ukrainian province of Pod-
olia,23 which formed a major part of Transnistria, the Jews numbered
370,612, or 12.3 percent of the total population in 1897; of these the
majority lived in towns and about 14 percent lived in villages.24 The
biggest city of Transnistria, Odessa, had 138,935 Jews, who consti-
tuted 34 percent of the population.25 The biggest part of the Jewish
population in these regions was usually employed as small tradesmen
and craftsmen.26
The Russian Empire was infamous for its state-sponsored anti-Sem-
itism. The tsars themselves held explicitly anti-Semitic opinions, which
largely coincided with the official view of the government. During one
of his trips through Russia, the future tsar, Nicolas I, recorded in his
diary: “The ruin of the peasants of these provinces are Kikes27. . . . .
[T]hey drain the strength of the hapless White Russian people. . . .
They are regular leeches, and suck these unfortunate governments to
the point of exhaustion.”28 The tsars also supported openly anti-Semitic
groups. For example, at the start of the twentieth century Tsar Nicholas
II officially received a delegation of the Black Hundreds, a nationalist
ethnic Russian group known for its anti-Semitic position and respon-
sible for dozens of pogroms in the Russian Empire.29
Official policies of the Russian government toward the Jews were
worse. With rare exceptions, Jews were legally barred from public ser-
vice, could not teach in government schools or obtain army commissions,
21
Regarding the segregation of the Jews in tsarist Russia, see Nathans 2002, 119.
22
Jewish Virtual Library 2008a.
23
Podolia was the region in southwestern Ukraine, separated in the south from Moldova by the
Dniester and in the west from Western Galicia by the Southern Buh. It borders on Volhynia in the
north.
24
Jewish Virtual Library 2008b
25
Herlihy 1991, 251.
26
Alroey 2003, 216.
27
The Russian word is Zhyd, a derogatory term for Jewish people.
28
Dubnow 2001, 2:14.
29
Dubnow 2001, 3:131.
10 w o r l d p o li t i c s
faced extensive other restrictions on employment, and were forced to
live within a regional settlement on the western edge of the empire—
the Pale of Settlement—of which both Bessarabia and Transnistria
were part. From 1881 to 1905 the Russian government passed more
than one thousand pieces of anti-Jewish legislation, preceding the Nazi
Nuremberg racial laws of 1935 by half a century.30 One author referred
to tsarist authorities “treating the Jew as a disloyal and dangerous ele-
ment, an inner enemy.”31
The Russian press was equally anti-Semitic and encountered no ef-
forts on the part of the government to curb its hostile messages. The
quintessential Russian writer, Dostoevsky, wrote in one article: “He
[the Jew] has been driven for so many centuries only by ruthlessness
to us [Russians], only by the thirst for our sweat and blood.”32 In 1880
the daily Novoe Vremea, then Russia’s most widely read newspaper, pub-
lished the infamous article “Zhid Idet!” (The Kike Is Coming!), which
blamed the Jews for “corrupting society,” both from above, as capital-
ists, and from below, as socialist revolutionaries.33 Russian publishing
houses were also the first to print the infamous “Protocols of the Elders
of Zion,” a forged document purporting to show a secret conspiracy to
establish a Jewish world government. This document appeared as early
as 1903 in the newspaper Znamia and was republished at least a dozen
more times between 1905 and 1907 in St. Petersburg, Moscow, and
other regions.34 A daily newspaper in Bessarabia (Bessarabetz), accord-
ing to statements at the time, involved “regular and systematic baiting
of the Jewish population . . . [and included] articles which amounted to
a simple call for the extirpation of the Jews en masse.”35 According to
Simon Dubnow’s analysis, anti-Semitic slander in central and provin-
cial newspapers was partially to blame for ruthless waves of pogroms
that soon swept the Pale.36
Throughout these occurrences the state has been identified as pro-
moting, sponsoring, or, at the very least, creating a permissive environ-
ment for such attacks to continue.37 Typically, once pogroms began,
they would continue for days without interference by the police. The
state would typically act late and impose relatively light sentences on
30
Laqueur 2001, 581.
31
Yarmolinsky 1928, 39.
32
Dostoevsky 1949.
33
Novoe Vremea 1880.
34
Laqueur 2001, 499–503.
35
New York Times 1903.
36
Dubnow 2001, 2:248.
37
Judge 1992; Klier and Lambroza 1992.
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 11
the participants.38 These deadly pogroms occurred primarily in Ukraine
(including our area of interest, Transnistria) and Bessarabia. The num-
ber of Jewish victims of the deadliest pogrom in Transnistria, which took
place in 1905 in Odessa,39 is estimated at between 302 and 1,000.40 The
most widely known pogrom of Bessarabia occurred in 1903 in Kishinev,
resulting in 47 Jewish deaths, almost 500 wounded, and over 2,000 left
homeless. Greatly distressed by the deadly pogroms and strained by the
political and economic restrictions, numerous Jews considered emigrat-
ing from tsarist Russia.41
To summarize, we quote from Zvi Gitelman, a scholar of Jewish life
in Russia and the Soviet Union:
The revolution of March 1917 was hailed by the overwhelming majority of the
Jewish people in the crumbling Russian Empire. They had little cause to regret
the downfall of a regime which had confined them to the Pale, had closed the
professions, agriculture, and heavy industry to them and, during the war, had
climaxed its treatment of the Jews by expelling thousands of them from their
homes, particularly in the border areas of Poland and Lithuania, on the grounds
that they were a disloyal element.42
Time T+1
The end of World War I was the beginning of a period of great change
for the Jews in Eastern Europe. During the chaos that followed the
1917 Russian Revolution, Bessarabia joined Romania. The territory
of Transnistria, meanwhile, became part of the newly forming Soviet
state.
territory 1, bessarabia within the romanian state: state-
sponsored anti-semitism and the continued construction
of interethnic conflict
Romania emerged from WWI substantially enlarged both geographi-
cally and demographically. The Jewish population of this newly enlarged
38
One participant, who was eventually charged, complained about her arrest, stating: “They told us
we had permission to beat the Jews, and now it appears that it was all a lie.” See Dubnow 200l, 3:34.
39
Odessa was well known for its anti-Jewish violence; pogroms took place here in 1821, 1859,
1871, 1881, and 1905. For a discussion and explanation of these and other pogroms, see Klier 1992,
13–34. On the 1871 pogrom in particular, see Zipperstein 1985, 114–28.
40
See Weinberg 1987, 2, n. 2. He mentions that the hospitals reported treating 608 persons during
the pogrom, another estimate of 302 victims is cited in an article in Zionist Organisation 1910, 130.
Meanwhile the figure of 1,000 Jewish victims is given in Vitte 1960, 615.
41
According to Dubnow’s estimate, during the years of 1905–6, nearly 230,000 left Russia for
the United States. During the following years the figure was somewhat lower, but still amounting to
50,000 to 75,000 annually. See Dubnow 2001, 3:148
42
Gitelman 1972, 69.
12 w o r l d p o li t i c s
Romania was 4 percent, and in our territory of interest—Bessarabia—
Jews constituted 7.2 percent.43 As part of the terms of the treaties of
Paris, Romania agreed to strict provision of rights for its minorities,
including full citizenship with voting rights for its Jewish population,
which it conferred in its 1923 constitution.44
Despite its promising legal beginnings, however, the reality of dis-
crimination against Jews throughout the state and society in Roma-
nia during the interwar years has been well documented.45 The 1923
Romanian constitution, for example, while granting legal equality to
the Jews, failed to resolve fully the problem of Jewish citizenship in
the country’s new territories. In 1928 eighty thousand Romanian Jews
remained unnaturalized, a majority of them living in Bessarabia.46 Ia-
kov Kopanskii, a historian of the period, writes: “Despite this formal
equality of rights, in practice all Romanian Jews—and Bessarabian Jews
in particular—remained second class citizens: the civil service and up-
per military echelons was barred to them, and obstacles and restrictions
were placed in the way of those seeking higher education.”47 Historian
Robert Crampton writes of the period: “the non-Romanians, or ‘for-
eigners’ as they were frequently and contemptuously called, lived in a
state of permanent isolation.”48
Anti-Semitic propaganda and violence were common within the
country throughout the interwar period. In 1923, for example, there
were demands for a Jewish quota in higher education. Already in 1926
a Romanian Jewish senator spoke in parliament of “violence against
Jews in trains, streets, trams, and synagogues.”49 Another prominent
Romanian Jew at the time stated that “[t]he Jewish population laments
the criminal indifference of the authorities and the apathy of the legal
instances . . . nothing has been done to guarantee our personal security
and property.”50 Kopanskii refers to several anti-Semitic riots that took
place throughout Bessarabia between 1929 and 1932.51
By the 1930s, anti-Semitism had moved to the forefront of politi-
cal and social affairs: virulent publications, student rallies, and political
43
Statistics from Romania come from Rotman 1996, 10; statistics from Bessarabia come from
Rozen 1996, 78.
44
Rotman 1996, 11; Herscovici 1996.
45
See, for example, International Commission on the Holocaust in Romania 2005, chap. 1.
46
Livezeanu 1995, 123.
47
Kopanskii 1996, emphasis added.
48
Crampton1997. Jews in particular were labeled “foreigners” or a “foreign body”; see, for example,
speeches of the far-right Romanian politician Alexandru C. Cuza.
49
Reported in the newspaper Bessarabia 04/03/26, No. 1220; cited in Kopanskii 1996, 349.
50
Quoted in Kopanskii 1996, 350.
51
Prepelita, Orhei County (1929), Lipcani (1930), Balti (1930), Radoaia (1932).
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 13
parties were propagating anti-Semitism not only as a program, but as
a philosophic and aesthetic creed, unimpeded by governmental restric-
tions. Political parties associated with fascism, such as the Iron Guard
and the Cuzists, gained steadily in popularity throughout the decade,
and Crampton has called Romania’s fascist movement “the strongest in
Eastern Europe.”52 The universities of Bucharest and Iaşi became hot-
beds of anti-Semitism. A leading biochemist and physiologist, Nicolae
Păulescu, for example, was obsessed with anti-Semitism and wrote ex-
plicitly about the destruction of the Jews: “Can we perhaps extermi-
nate them the way bedbugs are killed? . . . That would be the simplest,
easiest, and fastest way to get rid of them.”53 Nicolae Iorga, a onetime
prime minister of Romania and arguably the most famous Romanian
historian of all time, wrote in 1937 that “[the Jews] are at work to ac-
cumulate as much as they can for themselves, like an invading nation
. . . they are quite simply throwing us out of our own country. . . . They
are razing our churches, taking over our shops, occupying our jobs, and,
what is even more devastating, they are falsifying our soul.”54
By 1937 Octavian Goga and Alexandru Cuza, from the fascist Cuzist
Party, led the Romanian government and shut down two democratic
newspapers on the pretext that they were controlled by Jewish inter-
ests.55 Meanwhile, the government began restricting the constitutional
rights of Jews in the name of nationalism, exemplified by the Citi-
zenship Revision Law. As Liviu Rotman explains: “Antisemitism was
central to this emphasis on ‘Romanian Values.’”56 One Zionist activist
described the sentiment among Jews in his memoirs: “People scurried
around in fear. Members of the liberal professions and many business-
men simply lost their livelihoods. . . . Panic and depression set in as
persecutions against Jewish schools, journalists, and cultural institu-
tions began.”57
Our region of interest—Bessarabia—was particularly hostile to its
Jewish population, which became evident at the 1937 general elections,
when a number of counties voted heavily for the two dominant anti-
Semitic parties, the Cuzists and the Iron Guard.58 We conducted in-
terviews in 2008 and 2009 in almost all villages of Bessarabia in which
52
Crampton 1997, 113.
53
Păulescu 1924, 31.
54
Iorga 1937, cited in International Commission on the Holocaust in Romania 2005, 28.
55
Adevărul and Dimineaţa.
56
Rotman 1996, 18.
57
Kotlyar 1989, 4, cited in Kopanskii 1996, 352.
58
In the December 1937 parliamentary elections, Cuzists received the largest share of the vote in
Bessarabia: 21.3 percent, as opposed to 9.15 percent in Romania as a whole. Especially the central and
northern parts of Bessarabia were Cuzist strongholds. See Enescu 1937, 522, 523.
14 w o r l d p o li t i c s
Jews and gentiles had lived together during the interwar period.59 While
there is no Jewish population there now, the Moldovan population
confirmed memories of an antagonistic environment between Jews and
non-Jews, emphasizing material inequality and exploitation, exactly the
themes highlighted by politicians and mass media in the late 1930s.60
Right-wing parties skillfully manipulated and fueled the antago-
nism based on peasants’ perception of Jewish affluence. These parties’
populist pleas to expropriate Jewish property proved especially ap-
pealing. For example, one Romanian recalled a conversation he had
in the 1930s with some friends, where they agreed that “[t]his party
[the fascist Cuzists] will soon take power in its hands, [we] will break
the Jews, and all their shops and property will be ours, and then life
will be very good.”61 The ideology of these right-wing parties helped
foment and legitimize a popular resentment against the Jewish popu-
lation, encouraging its expression in more open and aggressive forms.
Romanian secret police reports stated that in Bessarabia “especially the
teachers” promoted the Cuzist Party and its ideology.62 A germane il-
lustration can be found in a letter written by a local teacher to his col-
league, now stored in the National Archives of Moldova: “[The] stinky
kikes . . . who polluted our air and poison us with the viper juice that
is coming out from their skin. . . . [A]ll teachers . . . and anyone who is
named a Christian hopes to provide [the Romanian people with] the
life-giving medicine which is the l.a.n.c. [Cuzist Party].”63 The secret
police confirmed that anti-Semitic propaganda had “caught on with
the rural Christian population very significantly” and that “the enmity
is reciprocal between the Christians and Jews.”64
territory 2, transnistria under the soviet union:
inclusive nationality policies and the construction of
interethnic cooperation
The situation for Jews in Transnistria was the diametric opposite of that
in Bessarabia. During the interwar period the Communist Party placed
great emphasis on national equality as the best vehicle for advancing its
socialist goals. We see three categories of action undertaken by the So-
viet state that specifically benefited the construction of interethnic co-
operation between Jews and other ethnic groups in Transnistria. First,
59
These interviews were conducted for the United States Holocaust Memorial Museum
60
Vulpe 2008; Rusu 2008.
61
Tanasescu 1944.
62
Bessarabian Regional Police Inspectorate 1927, 32.
63
Bessarabian Regional Police Inspectorate 1927, 33.
64
Soroca District Police 1929, 370.
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 15
full legal equality was granted to Jewish citizens, as well as to all other
minority groups; it was meaningful equality, supported by the organs of
power. The second is public discourse, which both prohibited anti-Se-
mitic statements and promoted a positive image of Jews within society.
This was a wide-ranging program designed to reconstruct how gentiles
perceived the position of Jews within society. Third, the Jewish popula-
tion was physically integrated into mass society, which entailed placing
Jewish children in integrated schools and kindergartens while placing
Jewish adults in professions and workplaces, where they had not been
present during the tsarist period. This created a sense of equality and
commonality between Jews and gentiles that assisted the construction
of interethnic cooperation.
Above all, we believe that there was a clear and overwhelming polit-
ical commitment by the governing communists to achieve interethnic
cooperation and societal integration during this interwar period, and
government policies flowed from this commitment. These changes in
policies, we argue, led to the construction of interethnic cooperation
that came to be internalized by the gentile population and then led to
continued cooperative behavior even after the Soviet Union was re-
placed by the anti-Semitic Romanian forces during World War II.
It may strike some readers as odd that the Soviet Union fought
against anti-Semitism, in particular, if they are familiar with the Soviet
Union’s anti-Semitism in the post–World War II period. However, the
Soviet Union went through many changes during its seventy-one-year
history, and during the two decades prior to World War II the state
was decidedly inclusivist, fostering the integration of previously mar-
ginalized groups, in particular, the Jews.65
From the very beginning, the Communist Party fought against anti-
Semitism. During the civil war, which pitted the pro-tsarist “Whites”
against the pro-communist “Reds” (1917–21), for example, the com-
munists gained a reputation for ending widespread violence targeting
the Jews. Hundreds of pogroms and ethnic riots that erupted during
the war specifically targeted Jewish populations and led to the deaths
of tens of thousands of Jewish civilians. These were primarily instigated
by members of the White Army, local peasants, and other “Ukrainian
nationalists.”66 The pogroms led to approximately two hundred thou-
sand Jews massacred, over three hundred thousand Jewish children or-
phaned, and over seven hundred thousand Jews left homeless.67 Some
65
See especially Martin 2001.
66
Altshuler 1990, 284.
67
Smith 1999, 110.
16 w o r l d p o li t i c s
of these pogroms took place on the territory of Transnistria, demon-
strating significant tension between the Jewish and non-Jewish popu-
lations at that time.68 Of the many pogroms in Transnistria, the most
infamous took place in Rybnitsa, Kodyma, Dubossary, Krivoye Ozero,
and Birzula. The Red Army, however, far from engaging in these riots
and pogroms, instead worked to end the violence: “As a rule, the ap-
pearance of the Soviet detachment meant comparative safety for the
Jewish population.”69
government action: full equality with other ethnic groups
in society
The Jews under the newly established Soviet regime received all rights
given to citizens who were members of other ethnic groups. Most
significantly, this meant that (1) in contrast to the Pale of Settlement
established by the tsarist empire, Jews were now able to reside in loca-
tions of their choice throughout the Soviet Union; (2) Jews were free
to study at whichever schools and institutions of higher learning they
desired; and (3) Jews were given the freedom to work in any profession,
including the civil service, the police, and other professions that had
previously been closed to them. Further, the communist government
promoted a variety of minority languages, including Yiddish, which
achieved the status of an official language and was used in government
offices and courts of law in areas where Jews were populous.70
To be sure, there was a difference between formal rights conferred on
Soviet citizens by the constitution and substantive rights that could be
exercised in society, but the important dimension we wish to emphasize
here is that all citizens received the same substantive rights, regardless of
ethnicity. This stands in contrast to Romania, where formal equality was
initially granted but where the state worked to circumvent that equality.
government action: public discourse
The second strategy adopted by the Soviet regime to promote inter-
ethnic cooperation was to control public discourse about the Jews. The
Soviet government aimed to destroy negative stereotypes of the Jews
and promote new, positive images. This occurred by (1) prohibiting
anti-Semitic remarks publicly, (2) deconstructing negative stereotypes,
and (3) reconstructing a positive image of Jews within society.
See, for example, Frumkin, Aronson, and Goldenweiser 2002, 42–43.
68
Quoted in Gitelman 1972, 160. See similar statements about the Red Army protecting the Jew-
69
ish population, in Yarmolinsky 1928, 57.
70
See Gitelman 1972, 395; Yarmolinsky 1928, 130.
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 17
The prohibition of anti-Semitism was applied to all spheres of public
life, from political speeches to popular mass media, and transgressions
of these policies were punished by the courts. Terry Martin writes that
“intentional state action included propaganda in favor of internation-
alism and punitive action against both chauvinist words and deeds.”71
Robert Weinberg, in his book about the Jewish autonomous region es-
tablished for the Jews in the interwar period, mentions examples of
anti-Semitic acts being prosecuted. One example came from a Russian
mechanic who, in 1935, was sentenced to a five-year prison term for
distress he caused Jewish co-workers through a series of anti-Semitic
pranks. Another example was of two construction workers sentenced
to prison in 1937 for anti-Semitic slurs made in their dormitory af-
ter heavy drinking.72 The Soviet Union, especially in the 1930s, was
the archetypal totalitarian state with extremely high levels of repres-
sion, epitomized by the gulag. This political system had its advantages
in suppressing undesirable ideas in society, including anti-Semitism.
However, as we will see below, the Soviet state went much further than
simply banning anti-Semitic behavior.
The examination and deconstruction of negative Jewish stereotypes
was applied to a wide spectrum of public life, from newspaper articles,
to education in schools, to theater, film, and other media. Gitelman, for
example, referenced how the “Soviet press devoted much space to the
problem of anti-Semitism” and how prominent state officials regularly
attacked anti-Semitism in their public speeches.73 The Soviet head of
state, Mikhail Kalinin, published a brochure in 1927 called “The Jewish
Question,” which deconstructed the most popular negative stereotypes
of Jews from that period.74 Even under the truly catastrophic condi-
tions of the Civil War, the Bolsheviks continued to publish imaginative
literature that targeted anti-Semitism. During the 1920s approximately
forty silent movies based on Jewish themes were produced, with several
of them, such as Cross and Revolver (1925), challenging the popular
myth of Jews killing Christians.
The new Soviet regime, however, did not simply wait to prosecute
acts of anti-Semitism or deconstruct negative stereotypes; rather, it ac-
tively sought to mobilize thought and engender sympathy and sup-
port for Jews for the purpose of reconstructing their image within the
71
Martin 2001, 392.
72
Weinberg 1998, 67.
73
Gitelman 1972, 455.
74
Shternshis 2006, 159.
18 w o r l d p o li t i c s
mass consciousness. Writers, journalists, educators, artists, and others
incorporated this message into their work, presenting anti-Semites as
uneducated, ignorant, and aggressive individuals while simultaneously
praising Jews and Jewish heritage. The multilayered propaganda mech-
anisms available to the Soviet government ensured the transmission
and reinforcement of its message to society.75 The state did not allow
society’s attitude toward Jews to remain a private matter and instead
transformed it into a political issue, by offering two clear-cut models
for its citizens: (1) the way to modernity and integration into socialist
society, which was inherently free of any ethnic prejudice, or (2) the
counterrevolutionary model, a “backward” approach, which meant rep-
rimand, probable prosecution, and, ultimately, exclusion from society.
Examples of this reconstruction effort are almost endless. Some
films, such as Hirsh Lekert (1927) and Prison Labor (1929), emphasized
the participation and positive contribution of the Jews to the 1917 rev-
olution, as well as the suffering they endured in the pogroms during the
Civil War. Examples of state efforts to engender sympathy and support
can be seen in a public poster for lottery tickets aimed at raising funds
for Jewish resettlement; the tagline reads: “Let us give millions to settle
poor Jews on the land and attract them to industry.”76 Similar themes
were also present in films of the 1930s, such as Five Brides (1935) and
Dnepr on Fire (1937).
Further, the government produced plays in the form of public the-
atrical trials dealing with anti-Semitism. These performances were
staged throughout the Soviet Union. An American journalist who vis-
ited Kiev in 1932 described such a performance: the plot featured a
clerk accused of influencing a peasant through anti-Semitic statements.
By the end the play, it is revealed that the clerk has no facts to back up
her anti-Semitism and she is both fired from her job and sentenced to
a two-year prison term for the counterrevolutionary activity of incit-
ing anti-Semitism. Even the clerk’s boss, a Jewish man, is put on trial
in this play: he is accused of hearing anti-Semitic statements from his
workers and doing nothing to stop them.77
government action: physical integration
The third major government strategy focused on physically integrating
the Jewish population into broader Soviet society. Jewish children, for
75
For a theoretical and empirical description of the Soviet Union as “propaganda state,” see Kenez
1985.
76
Weinberg 1998, 36.
77
Shternshis 2006, 164–65.
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 19
example, began attending integrated, mixed-ethnicity schools. Adults,
meanwhile, were integrated in the workplace, entering professions that
had previously been off-limits. Many Jews were also encouraged to set-
tle in agricultural zones heavily populated by other ethnic groups.
Furthermore, in the 1920s the communists embarked on a radically
inclusive policy agenda for all ethnic groups that had previously been
marginalized in tsarist Russia. Martin, who wrote about those initial
policies, stated: “[t]he Soviet Union was the first country in world his-
tory to establish Affirmative Action programs for national minorities,
and no country has yet approached the vast scale of Soviet Affirmative
Action.”78 In fact, the Soviet Republic of Ukraine (where Transnistria
was located) was singled out by Martin as having developed “the most
systematic policy promoting national minorities’ rights in the Soviet
Union.”79 Therefore, not only were Jews given access to the profes-
sions but they were also actually encouraged to join and were promot-
ed within these areas, including law, agriculture, the civil service, and
government.
indicators of success
There are multiple indications of the success these programs had in in-
tegrating the previously marginalized Jewish population, both socially
and professionally. In Ukraine, for example, the number of Jewish men
married to non-Jewish women grew from 3.7 percent in 1924 to 18.1
percent in 1939, and the figure for Jewish women married to non-Jewish
men in the same period went from 4.5 percent to 15.8 percent.80 In
Ukraine, where Jews were 5.4 percent of the population, they were 13.1
percent of the Ukrainian Communist Party.81 Gitelman describes the
Jews during the interwar period as already being “heavily represented”
in the secret police.82 Benjamin Nathans remarks that “[in] the 1920s
and 1930s, Jews were a much-noted presence across virtually the entire
white-collar sector of Soviet society, as journalists, physicians, scien-
tists, academics, writers, engineers, economists, nepmen, entertainers,
and more.”83
Anecdotal evidence from the local non-Jewish population supports
the notion that Jews were perceived as equals in society by both the
state and the gentile population. During interviews conducted in 2008
78
Martin 2001, 17.
79
Martin 2001, 37.
80
Altshuler 1998, 74.
81
Gitelman 1972, 401.
82
Gitelman 1972, 117.
83
Nathans 2002, 2.
20 w o r l d p o li t i c s
with Transnistrian gentiles who had been children during the interwar
period, expressions of equality were common: “We were all the same.
There wasn’t any of this ‘he’s a Jew and we’re Moldovan’ . . . if work
needed to be done in the field, they called us both out, there was no
difference.”84 Other representative quotes include: “I didn’t even un-
derstand . . . I didn’t have the thought in my head [during the inter-war
period] that there was a difference between Jews, Moldovans, Ukrai-
nians;”85 “Everything was fine. Moldovans, Russians, Jews . . . we all
worked!”86 “[ Jews] were very good people, very hard working.”87 Those
quotes are similar to quotes from the Harvard Interview Project, which
conducted in-depth interviews in 1950–51 with hundreds of Soviet
citizens who had moved to the United States. Martin says the major-
ity of respondents agreed that the Soviet state treated its nationalities
equally, and provided some quotes: “The equalization of the nation-
alities must be considered an achievement of the Soviet system.” And
“[l]egally and administratively, all the nationalities were treated alike.”88
There is also evidence that the Jewish population itself, while divid-
ed on many issues, was broadly supportive of these changes. Jews were
described during that period as “inclined to accept the existing [that is,
Soviet] regime. The Government is no longer the alien, hostile power
that it used to be.”89 That author goes on to state that “it goes without
saying that the Jewish wage-earners, employees and professionals enjoy
the full measure of civic and political rights, including suffrage.”90 One
neurologist, whose father was the former chief rabbi of Moscow, stated
at the time: “[T]hough in the old Russia I could get no promotion for
twenty years by reason of being a Jew, today I am not only a professor
but also dean of the medical school. I am not a radical but I must ac-
knowledge the debt of the Jews to the new rulers.”91
This is not to argue that anti-Semitism was defeated during this pe-
riod; there is evidence that anti-Semitism still surfaced. However, the
Soviet state actively punished anti-Semitism and managed to achieve
both integration of the Jewish population as well as a degree of equality
among the general public not seen before in Russian history.
These initial Soviet policies of integration and equality were not
without their difficulties. Yuri Slezkine observes that “Ukrainian
84
Petrenco 2008.
85
Ovchear 2008.
86
Levinski 2008.
87
Nogachevskii 2008.
88
Martin 2001, 389.
89
Yarmolinsky 1928, 109.
90
Yarmolinsky 1928, 107.
91
Yarmolinsky 1928,116.
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 21
peasants were not enthusiastic about the arrival of Jewish agricultural
colonists.”92 Yarmolinsky commented that “[a]nti-Semitism, so long a
tradition and a policy in Russia, has survived the social revolution. . . .
The ancient prejudice makes itself felt in many ways.”93 However, he
goes on to suggest that several factors contributed to a breakdown of
anti-Semitism, including the integration of Jews into agriculture and
industry. Most importantly for this article, Yarmolinsky emphasizes
the following:
Another factor that tends to break down popular prejudice is the attitude of the
Government. The Jews are treated by the State as citizens on a par with the rest
of the community, and such discriminations are made not on the basis of na-
tionality. Indeed, no Government is doing so much to combat the more patent
forms of anti-Semitism as is the Soviet Government. Anti-Jewish propaganda
is regarded as criminal, and its perpetrators are severely punished.94
To be clear, we are not suggesting that the Soviet Union at this time
was good, per se, for Jewish life. As with other religions, Judaism was
heavily repressed by the communist regime, and support for Zionism
was actively discouraged and heavily criticized in Soviet propaganda.
What we are trying to emphasize, however, is the degree to which the
state attempted to reverse a history of interethnic animosity, to fight
actively against anti-Semitism, and to encourage equality among the
ethnic groups and integrate Jews into Soviet society in a way that had
never been done previously.
IV. Time T+2: Methodology
What follows is a selection of quotations from survivor testimonies and
memoirs, from the archives of the U.S. Holocaust Memorial Museum
and of Israel’s Yad Vashem. We have selected quotes we feel are the
most representative of all the testimonies we found. Some of the survi-
vors experienced life in both territories, as the Romanian military and
gendarmerie forcibly moved all Jews from Bessarabia to ghettos and
camps in Transnistria (with large numbers dying en route); some of the
survivors only experienced the Transnistrian side, as the Romanian and
German authorities forcibly evicted members from their homes and
moved them to local ghettos and camps, where most were killed.
We are not trying to suggest that all gentiles from these territories
behaved the same way: we found incidents of cooperation and conflict from
92
Slezkine 1994, 436; see also Gitelman 1972, 386, 98, 402–3.
93
Yarmolinsky 1928, 113.
94
Yarmolinsky 1928, 115. See also Martin’s quotes on this point.
22 w o r l d p o li t i c s
individuals of both territories. Yet there was a pattern of behavior ap-
parent from those sources, and the quotations below are meant to be
illustrative of that pattern. We follow the qualitative description with a
quantitative discussion that will give the reader a more systematic com-
parison of non-Jewish behavior toward the Jews from each territory.
We encounter three major methodological problems with our
sources. First, most of these testimonies were recorded years after the
Holocaust. This leaves such testimonies open to common problems of
memory failure, individual motivations for including, excluding, or in-
terpreting facts, and telescoping (incorrect placement of events). Sec-
ond, we have evidence only from survivors, and, as such, we miss those
who were killed by local gentiles, died due to lack of assistance, or were
betrayed by neighbors leading to their death at the hands of the security
forces. This could lead to an underreporting of incidents of violence
and an overreporting of incidents of cooperation and aid. However, the
underreporting of violence should not systematically affect one terri-
tory more than another, and, despite this underreporting, the number
of incidents of violent acts reported in survivor testimonies is neverthe-
less overwhelming.
A partial solution to both of these biases is to complement the sur-
vivor testimonies with materials from other sources, and we have done
this to the extent possible by triangulating with (1) government ar-
chival material, such as police reports, (2) interviews conducted with
over one hundred non-Jews who witnessed the Holocaust in Romania,
(3) a mail-in survey, and (4) secondary sources. The pattern seen in the
following quotes is consistent with the information we found using the
other sources.
As we are examining only civilian non-Jewish behavior, we delib-
erately exclude an examination of individuals incorporated into state
organs, such as members of the police or local officials who became part
of the extermination apparatus of the Axis powers. Much has been writ-
ten about the role of the state and its accomplices in genocide studies.95
However, relatively little has focused on nonstate actors and almost
nothing exists with systematic evidence.96 Through our research, we
encountered horrific acts committed systematically across both territo-
ries by the Romanian army, the Nazis, and their auxiliary units, but we
do not incorporate those findings here.
95
Those who do focus on the broader population usually link the population to state extermination
activities. See, for example, Browning 1993; and Goldhagen 1996.
96
See, for example, Gross 2001.
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 23
Time T+2: Evidence from WWII
Bessarabia was briefly occupied by the Soviet Union for just un-
der twelve months ( July 1940 – June 1941) following the Molotov-
Ribbentrop Pact. That ended with the Axis Powers’ invasion of the So-
viet Union, involving German and Romanian military forces.97 Soviet
forces quickly withdrew and both regions came under the control of
Romanian and German forces within a month. At this point, the Jewish
populations in both Transnistria and Bessarabia were very similar in per-
centage (7–8 percent) and aggregate numbers (two hundred thousand).98
bessarabia under romanian occupation: overview
While some Bessarabians helped Jews being deported to Transnistria,
the overwhelming impression one receives when reading survivor testi-
mony is that, in general, the gentile Bessarabian attitude was decidedly
negative toward their Jewish neighbors. For example, Michael Zilber-
ing witnessed two pogroms, one organized in the village of Telenesti
and another in the neighboring village of Dombrovitz, and described
how locals “took axes, pitchforks, metal bars and went to kill and rob
the Jews.”99 The pogrom from Zguritsa has been cited in several other
memoirs of survivors. Frenkeli Efim, living in Zguritsa, said that when
the Romanians entered, they burned down the entire town and “the
Moldovans100 started to take everything, started to rape, the Moldo-
vans started to beat, the Moldovans chopped off the head of a Jew with
a scythe.”101 Another Jew from Zguritsa remembers his covillagers were
very actively involved in the pogrom.102 Others survivors described lo-
cals as being “indifferent”103 or “cold with the Jews.”104
97
The German 11th Army was assisting the Romanians as well as the SS Einsatzgruppe D.
98
The number of Jews in both territories declined from the end of the nineteenth century to the
start of the Second World War largely as a result of emigration, death, and other demographic shifts.
In Bessarabia approximately 7.2 percent (204,858) of the population was Jewish; while in Transnis-
tria approximately 8 percent (200,000) of the population was Jewish. The actual number of Jews in
Transnistria in 1926 was approximately 300,000, but an estimated 100,000 Jews from Transnistria
were evacuated as the war began in June 1941. For statistics on Bessarabia, see Manuila 1940, XCIII;
for population information on Jews in Transnistria, see Ofer 1993, 136.
99
Zilbering 2006, 19.
100
Many testimonies described the local population as “Moldovan” not Bessarabian and “Ukrai-
nian” instead of Transnistrian, since people referred to dominant ethnic groups, not territorial confines
(Moldovan here is used synonymously with Romanians). Nevertheless, ethnic Ukrainians in Bessara-
bia were also more frequently engaged in violent acts against the Jews, and Ukrainians in Transnistria
were more likely to provide support; similarly ethnic Moldovans/Romanians in Transnistria were also
more likely to be cooperative.
101
Frenkel, Yad Vashem Archive, 2–3, 14.
102
Gershman 2006.
103
Aroni 2006.
104
Gershman 2006.
24 w o r l d p o li t i c s
One survivor stated that “[w]hen the war broke out the Moldovans
immediately burned down our house. They were the ones who helped
the Germans, they burned houses and people. . . . The Moldovans were
worse than the SS. . . . They started to burn houses, chase out people . . . .
We didn’t have anything that could be taken away, they were searching
and grabbing from [ Jewish] people who had things.”105
While the Jewish population lived in both territories, within a mat-
ter of months, the population in Bessarabia was forcibly moved to ghet-
tos in Transnistria, marching on foot for months at a time. On their
way to Transnistria, passing through Bessarabian villages, the Jewish
deportees were assaulted by local villagers: “You go through the vil-
lage. Romanians are standing on both sides, local inhabitants with
long sticks would hit whomever they could reach. My father was also
beat severely.”106 Another survivor, from Orhei (Bessarabia), stated that
“[w]ith the exception of some individual people, the population greeted
the isolation and the deportation of the Jews from Bessarabia tacitly,
but many expressed these feelings in a visible manner.”107
Another Bessarabian Jew from Bolgrad, whose family was hidden
for several months by some friends, reckons that only “former friends
of ours treated us differently, trying to protect us. . . . The peasants
were completely indifferent: seizing all the goods, houses.”108 Others
describe how neighbors would betray those that were being hidden by
friends, telling the authorities, which meant almost certain death for
those Jews.109 Even worse, one account talked of some peasants from
Oniscani, who brought four Jews to the gendarmerie and asked that
they be shot.110
One particularly shocking account came from a survivor near the
town of Soroca, where peasants were waiting for the convoys of the
deportees and were “buying” well-dressed Jews from the gendarmes;
the peasants would then would kill them, gratuitously, and take their
clothing.111
transnistria under romanian occupation
One of the most remarkable findings from all our research in Trans-
nistria was actually a nonevent: we did not find evidence of a single anti-
105
Sherman, Yad Vashem Archive.
106
Mucinik, Yad Vashem Archive.
107
Kupchik 2005.
108
Genesco 2005.
109
Anonymous (37) 2005.
110
Ancel 1986a, 448.
111
Ancel 1986b, 579.
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 25
Jewish pogrom anywhere in Transnistria. Pogroms in Bessarabia were re-
ported by survivors and are referenced in archival material and second-
ary sources, but the same cannot be said for Transnistria, as we found
no evidence of such activities in survivors’ testimonies, government re-
cords, or the secondary sources we consulted.
More generally, survivors made very different remarks when com-
menting on the people from Transnistria, which had been located
in the Ukrainian Soviet Socialist Republic. Some survivors stated it
explicitly: “In Ukraine the attitude was better than in Bessarabia.”112
Many of the survivors stated that “the Ukrainians113 did help,”114 that
“the Ukrainians were not bad,”115 that they had “a compassionate at-
titude,”116 or that “the majority of them gave us bread.”117 One survivor,
a native of the town of Orhei (Bessarabia), stated that of his experi-
ence in Transnistria, “one [a Jew] could not feel too much hatred, with
the exception of the collaborators,” and his impression was that “the
majority [of the local population] did not perceive the Jews with alien-
ation . . . but rather . . . the majority perceived the occupying power
as alien, but the Jews as theirs.”118 Another survivor, this time a native
of Transnistria, concluded that the population of his city (Moghilev-
Podolsk) had a sympathetic attitude toward the Jews and that only a
small minority was comfortable with the fact that the Jews were forced
from the city to the ghetto.119 Several survivors recalled that, during
the long marches toward the ghettos, many locals in Transnistria threw
food from a distance and some peasant women even left packages with
food on the road in front of the columns of Jews approaching.120
Begging was another form of assuring one’s existence in Transnistria.
One survivor recalled, “ [The Ukrainians] were good. They were as poor
as we, but they gave us food when they could.”121 It was mostly chil-
dren who were involved in begging, escaping from the camps and wan-
dering from house to house throughout neighboring villages for days,
sometimes weeks. We read of cases where orphaned Jewish children
112
Fishman 2006.
113
Survivors often used the word “Ukrainians” but this would include other groups, such as ethnic
Russians. We still found that ethnic Ukrainians on the Transnistrian side were more likely to be coop-
erative and Ukrainians on the Bessarabian side were more likely to be more conflictual.
114
Bergher 2006.
115
Tsimerman 2006.
116
Miteliman 2005.
117
Strutin 2006.
118
In Romanian: “Nu se simtea cine stie ce ura”; Kupchik 2005.
119
Gaba 2005.
120
Ancel 2001, 72
121
Gutman 2005.
26 w o r l d p o li t i c s
survived in Transnistria almost entirely by begging.122 Similarly, chil-
dren used the food they collected to support their younger siblings or
sick parents in the camps; in these cases the survivors tend to recall
the local civilian population they encountered with great fondness.
Kashkova Alla, for example, a survivor of the Akhmechetka camp, de-
scribed her escape to a nearby village where one peasant fed them and
advised them on which houses to go to and which houses to avoid
(where the police were located). The girls went through the whole vil-
lage and “everybody was feeding us, our bellies were huge . . . we had
bags full of food.”123
There were also cases of Jewish children being sheltered by Trans-
nistrian locals in their houses.124 The Romanian counterintelligence re-
ports confirm the occurrence of cases of Jewish children being adopted
by the Ukrainian population in order to save them from deportation.125
Hilda Schwartz, a survivor of Kopaygorod, described her escape to
a neighboring village, where a woman housed her first and later her
mother and sister as well. After the liberation of the camp, Hilda’s fam-
ily continued to live with the woman for another two months.126
While we did find individual cases of theft, beatings, and murder
committed by the local population in Transnistria, the incidence was
substantially lower than in Bessarabia. More importantly, the level of
cooperation was overwhelmingly apparent in all sources we consulted,
which was in stark contrast to what we found for Bessarabia. This be-
comes clearer with a quantified picture of events, which we present in
the next section.
Quantitative Evidence
To strengthen our evidence, we have taken two other approaches. First,
we have taken a random sample of fifty survivor testimonies (from a
total of more than two hundred) and coded how many of the non-
Jewish population from each territory are described as having engaged
in “conflictual” or “cooperative” behavior vis-à-vis the Jewish popula-
tion during the Holocaust. To do this, we created a coding scheme that
went from -4 to +4 and used it to code actions described by each survi-
vor when he or she talked about people encountered or seen. In other
words, our unit of analysis is an interaction between a gentile and a
Jew in Bessarabia and Transnistria, as seen and described by Jews who
122
Anonymous (46) 2006.
123
Kashkova, Yad Vashem Archives, 13–14.
124
Miteliman 2005.
125
United States Holocaust Memorial Museum Archival Material. RG-25.003 M, 279.
126
Schwartz, Yad Vashem Archives.
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 27
survived the Holocaust in Romania. If the peasant’s action is negative
(for example, physical attack on either the survivor or another Jewish
person that the survivor witnessed), we give it a negative score on our
scale, whereas if it is a positive action (for example, providing food), we
give it a positive score.
Much criminology research of the 1960s and 1970s demonstrates a
remarkable consensus in society as to the “severity” of various crimes.127
Survey after survey of civilians, including those incarcerated, agreed
that, for example, assault was more severe than theft, that murder was
more severe than assault, and so on. We use this to construct the nega-
tive scale. For example, -1 and -2 involve conflictual behavior without
direct physical violence (-1 is rhetorical statements against Jews, -2 is
plundering of goods belonging to Jewish families), -3 and -4 represent
the use of physical violence against Jews (-3 is the use of physical vio-
lence short of death or actions that lead to any Jew being caught by
state officials, and -4 is the use of physical violence leading to at least
one death). On the positive side, +1 and +2 are for cooperative behavior
without risk to the individual’s own life (+1 is nonmaterial support,
such as rhetorical statements in support of Jews; +2 is minor coopera-
tive behavior, such as trading or bartering with someone known as a
Jew but not going to authorities to report it); +3 and +4 involve mate-
rial support to Jews with some risk to the individual’s own life (+3 is
providing food aid to Jews, and +4 is sheltering Jews in their homes or
other aid involving great risk to one’s own life).128 The random sample
of 50 testimonies produced 105 interactions of a positive or negative
nature.129
Figure 2 clearly demonstrates two trends: (1) the population from
Bessarabia are more likely to commit conflictual acts in each category
as compared with the Transnistrian population, and (2) the Transnis-
trian population is far more likely to have committed cooperative acts
as compared with the Bessarabian population. We also present a simple
cross-tab comparing conflictual and cooperative acts; it provides a sta-
tistically significant chi-square value at the 0.001 level. This random
sample matches the pattern we saw in all of the testimonies we read.
(See Table 1.)
127
See, for example, Cullen, Link, and Polanzi 1982; Figlio, Tracy, and Singer 1985; Rossi and
Berk 1997; Rossi et al. 1974.
128
Romanian and German authorities prohibited the provision of aid for Jews. See Arad 2003, 244.
129
Each testimony often had more than one peasant action described; if a statement mentioned
a group in the plural (for example, “The Bessarabians did X” or “The Transnistrians did Y”), we re-
corded this as two peasants from that territory. Some interactions were neither positive nor negative
(for example, a discussion between a Jew and non-Jew); these were not recorded.
28 w o r l d p o li t i c s
Interwar Romania Interwar Soviet Union
25
20
Frequency
15
10
5
0
–4– –3 –2 –1 0 1 2 3 4
Type of Interethnic Interaction
Figure 2
Conflict and Cooperation Based on Prewar State Nationality Policies
(N = 105)
There is, however, a methodological problem in these results that
should caution our interpretation of the “cooperative” side of the histo-
gram as it relates to our hypothesis on cooperation. While both Trans-
nistria and Bessarabia had approximately the same number of Jewish
inhabitants at the start of the war, the Jews who began in Bessarabia
spent only a number of months in Bessarabia before being moved to
Transnistria, where they remained for two to three years. This means
fewer Jews in aggregate numbers experienced Bessarabia and more ex-
perienced Transnistria. This should bias our sample toward more in-
cidents of cooperation for the Transnistrian side and fewer incidents
of cooperation for the Bessarabian side, which makes our hypothesis
about aid easier to support.
Table 1
Conflict and Cooperation based on Prewar State Nationality Policies
Interwar Region of Actor
Type of Action Perpetrated USSR Romania Total
Conflict 15 26 41
(20%) (87%) (39%)
Cooperation 60 4 64
(80%) (13%) (61%)
Total 75 30 105
(100%) (100%) (100%)
Chi-square = 40.02; Pr. <0.001
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 29
However, this bias affects both conflict and cooperation: the bias
in our sample should be toward fewer incidents of conflict against the
Jews in Bessarabia and more incidents of conflict against the Jews in
Transnistria, which makes our hypothesis about conflict harder to sup-
port. In spite of this bias, we still see systematically lower levels of violence
committed on the Transnistrian side, which strengthens our confidence
in the results.
Survey
We also mailed a survey to Jewish survivors of the Holocaust in Ro-
mania who had been in either Bessarabia or Transnistria.130 In addi-
tion to qualitative questions about their experience, we asked them to
record, on a scale of 1–10, the attitude of the local population toward
the Jews, where 1 was “very hostile” and 10 was “very friendly.” We
received approximately sixty responses. However, for a fair comparison,
we must restrict our sample to those who experienced both Transnis-
tria and Bessarabia. Of the sixty respondents, eighteen had experienced
both regions; given the restrictive conditions we have employed, and
the fact that the period under consideration occurred more than sixty-
five years ago, we consider this to be a fairly high number.131 However,
with only eighteen, the figures are only suggestive. They nevertheless
confirm the other evidence we presented so far: 87 percent of those
respondents evaluated the attitude in Transnistria as better than that
in Bessarabia; 13 percent gave equal scores to each territory; and none
of the respondents scored Bessarabia’s population higher than Trans-
nistria’s. The mean score for Bessarabia’s population was 2.4, and the
mean score for Transnistria’s population was 4.3. Of the forty-two who
had experienced the Transnistrian side only, they gave a mean score of
5.1 out of 10.
There exists little other systematic, comparative research related
to the gentile populations’ attitudes toward the Jews during the Ho-
locaust in this specific region. One exception is a recent article by
Yitzhak Arad, who explored the attitude of the local population under
German occupation in Eastern Europe using German Einsatzgruppe
reports, as well as other, Jewish sources.132 If one looks at the regions of
Arad’s analysis, the same general pattern that we suggest in this article
130
Addresses were obtained through the ushmm database.
131
Due to the nature of the forced migration, there were no survivors who experienced only
Bessarabia.
132
Arad 2003.
30 w o r l d p o li t i c s
holds: according to these Nazi reports, regions that had been under
twenty-three years of Soviet rule demonstrated lower levels of popular
support for anti-Jewish activity. For example, in Lithuania, formerly
under tsarist Russia but independent during the interwar period and
therefore without the inclusivist Soviet policies, an Einsatzgruppe com-
mander reports: “Since the occupation of Lithuania by the German
Army, the active antisemitism that swiftly erupted there has not abated.
The Lithuanians have been willing and indefatigable participants in all
measures taken against the Jews.”133 Meanwhile, another Einsatzgruppe
report from the formerly Soviet region of Belarus states:
The attitude of the population in general, at least in the areas of [eastern Be-
larus, which had been part of the Soviet Union], can be described as friendly to-
ward the Germans. . . . A pronounced antisemitism is also absent. . . . Generally,
however, the population has developed a hatred and anger toward the Jew and
approves of the Germans’ actions, but is incapable, of its own accord, of taking
the initiative in regard to the treatment of the Jews. . . . It was almost impossible
to stage pogroms against the Jews.134
In fact, Arad states explicitly that “in most of the Soviet areas within
the boundaries before September 1919, the local people generally re-
lated to the Jews with greater restraint and less overt manifestations of
hatred.”135
In short, a review of archived survivor testimonies, a survey of Jew-
ish survivors alive today, interviews with non-Jewish witnesses of the
Holocaust in Romania, and other government archival material all
point to the same conclusion: the gentile population in Bessarabia had
a more antagonistic attitude toward the Jews in 1941, and the gentile
population in Transnistria had a more cooperative attitude toward the
Jews in 1941. These results demonstrate strong support for the notion
that the interwar period was a critical period for the development of
interethnic relations in these territories and that the changes were in-
ternalized by the individuals. If the relationships were only behavioral
responses to carrots and sticks offered by the Soviet state, the gen-
tile population’s behavior would have changed when the Soviet state
disappeared and the anti-Semitic Romanian state arrived. Instead, the
behavior of cooperation persisted, even when it posed a risk the lives of those
individual gentiles. If Romanian control of Transnistria had persisted
for longer, with its strong political will and state policies to promote
anti-Semitism, it is entirely possible that gentiles in that area would
133
Arad 2003, 235.
134
Arad 2003, 236.
135
Arad 2003, 244.
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 31
have eventually developed animosity toward the Jewish population, as
had been the case during the tsarist period.
V. Alternative Explanations
Ethnic Composition of Transnistria and the Role of
Ukrainians
The Transnistrian territory was predominantly ethnic Ukrainian (with
some Russian and Romanian) during the interwar period, whereas
Bessarabia was predominantly Romanian. Could it be that the ethnic
Ukrainians, as an ethnic group, are simply less hostile toward the Jews
than the ethnic Romanians? We do not find this explanation convinc-
ing. There is no evidence of this in the literature and, if anything, the
evidence points in the opposite direction, since Ukrainians are regu-
larly stereotyped as being anti-Semitic. Gitelman, for example, refers
to “a native tradition of anti-Semitism in the Ukraine.”136 There is also
a preponderance of case study material detailing a long history of vio-
lence against the Jews all over Ukraine. During the Russian Civil War
(1917–21), the tsarist White Army often appealed to anti-Semitism
in Ukraine as a tool for galvanizing support among the peasantry.137
There was intense violence directed against Jews, with extraordinarily
high numbers of deadly pogroms, particularly in Ukraine. These po-
groms were frequent and extensive, committed by both peasants and
the Ukrainian Nationalist military: Gitelman cites 1,236 pogroms in
Ukraine between 1918 and 1919; Baron cites 30 major pogroms in
Ukraine in 1918, 685 major attacks, and 249 minor attacks on Jews
carried out by the end of 1919; and Arad estimates that between 30,000
and 50,000 Jews were murdered as a result of pogrom violence during
the civil war between 1918 and 1920.138
Moreover, we can look at predominantly Ukrainian regions that
did not fall under Soviet control during the interwar period. We do not
have primary research for these regions, but we have collected impor-
tant secondary sources identifying violent action by ethnic Ukrainians
against Jews of the same period. For example, the Western Ukrainian
region around the city of Lviv was under Polish control during the
interwar period. Poland at that time was known for its anti-Semitic
policies (similar to those pursued by interwar Romania). As Petersen
states: “The regime systematically excluded Jews . . . from government
136
Gitelman 1972, 403.
137
Yarmolinsky 1928, 55.
138
Arad 2003, 233–34; Baron 1976, 220.
32 w o r l d p o li t i c s
service. The state made efforts to eliminate the Jewish presence in busi-
ness throughout the country.”139 And, as Brubaker concluded: “If Zion-
ism meant Jewish emigration to (Palestine), no one was more Zionist
than Poland’s leaders in the late 1930s.”140 When the Nazis invaded,
there followed a series of pogroms and interethnic attacks by ethnic
Ukrainians against Jews.141
As one of the survivors stated himself: “The Ukrainians [in Transnis-
tria] helped! This is not the Western Ukraine, these are the Ukrainians
that were inside of the Soviet Union, and so they would help . . . if not
for the Ukrainian inhabitants, we would have not remained alive!”142
Fear of the Soviet Return
Given the widely known repressive character of the Stalinist state, one
possible explanation is that the lower level of documented violence in
Transnistria during the Second World War was due to the popula-
tion’s fear of punishment should the Soviets return. This explanation
runs into difficulties for several reasons. First, there were other areas
of Eastern Europe (including Bessarabia) that fell under Soviet con-
trol as a result of the Molotov-Ribbentrop pact in 1940 and the local
population immediately experienced fierce Soviet repression; neverthe-
less the local population did not appear to fear the Soviet return and
instead turned to violent attacks against the local Jewish population.
Second, until late 1942, the chances of a Soviet victory in the war were
perceived as almost nonexistent. The question until 1943 was when,
not whether, the Nazis would defeat the Soviets. Third, and perhaps
most importantly, this theory cannot explain why people of Transnis-
tria were more willing to help persecuted Jews. Sharing scarce resources,
such as food and shelter, with Jewish internees was a personal decision
and a private matter and was derived from an individual’s internal mo-
tives. Far from fearing persecution of a distant Soviet power, these citi-
zens both sacrificed precious resources and risked their lives to aid their
Jewish neighbors—a striking contrast to the violence and persecution
meted out by the Bessarabians.
Role of Resentment
Roger Petersen’s book Understanding Ethnic Violence examines inter-
ethnic violence during many time periods in Eastern Europe, mainly
139
Petersen 2002, 122.
140
Brubaker 1996, 97.
141
Petersen 2002,128.
142
Muchinik, Yad Vashem Archives.
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 33
near the Baltic republics, Belarus, and Poland in an attempt to under-
stand motivations. Petersen concludes that the emotion of (status) re-
sentment is the most compelling cause, although he also finds evidence
in support of the presence of fear, rage, and revenge. He argues that a
major portion of violence occurring against the Jews in 1941 by the lo-
cal population resulted from resentment of the perceived participation
of Jews in the government during the brief Soviet takeover after the
Molotov-Ribbentrop Pact, from the fall of 1940 to spring 1941. While
Petersen does not address the area of our study specifically, the Soviet
Union did occupy Bessarabia, and it is accepted that the local popula-
tion considered Jews to be collaborators with the Soviet government
and with the group advancing professionally and politically under that
regime.143 When the Soviets left, according to this explanation, the lo-
cal population had the opportunity to act on their resentment toward
the Jews and target that vulnerable group.
We cannot exclude that some attacks in Bessarabia were motivated
by a sense of emotional resentment. However, the same emotional re-
sentment should also have motivated attacks against the Jewish popula-
tion in Transnistria, but it did not. The communist takeover in Ukraine
initially met with fierce resistance from the local Ukrainian population;
there were large numbers of pogroms and violent attacks against the
Jews, who were seen to be allied with the communists. Further, during
the Soviet reign, as we have seen, the Jews also advanced in the govern-
ment, in industry, in the security apparatus, and in other spheres; other
groups were aware of this. Meanwhile Ukrainians are widely understood
to have suffered, including a devastating famine that killed millions of
Ukrainians in 1932–33. For our purposes, the key is not whether the
Jewish population advanced under the Soviet regime; rather, it is that
during the twenty-three years of Soviet control over Transnistria the re-
gime promoted a cooperative, integrated, and inclusive relationship between
the ethnic groups and that cooperation was internalized by the population
itself. Governments have the power to address and counter some of the
emotions discussed by Petersen, and we believe this was done success-
fully by the Soviet Union during the period under study.
Material Explanations
Some accounts of violence against Jews in Eastern Europe cite the op-
portunity to plunder as a cause or motivation for gentile attacks.144 In
the cases of Bessarabia and Transnistria, there are some factors that
143
On the perceived collaboration of the Bessarabian Jews with the Soviets, see Solonari 2007.
144
Dean 2004.
34 w o r l d p o li t i c s
could support this line of argument: the Soviet Union, for example,
was a more egalitarian society and there was probably a greater level of
equality between Jews and gentiles in Transnistria than in Bessarabia.
However, this wealth disparity could by no means be a central expla-
nation for the violence. We do not believe that wealth disparity in it-
self explains violent attacks of one group against another. Rather than
wealth disparity, then, we look to how categories of people are per-
ceived in society and what is deemed permissible and forbidden.
First, if violence against the Jews in Bessarabia was caused by wealth
disparities, the poor and envious in that region should also have at-
tacked wealthy Russians, Ukrainians, and Romanians. Instead, during
the initial phase of the war, when the state was weak and local popula-
tions had opportunities to act with a degree of impunity, they attacked
only the Jews and not other wealthy individuals. Of course, the Ro-
manian state encouraged attacks specifically against the Jews, which
could explain why only the Jews were targeted as a group. However,
even within Soviet society, the Jews were disproportionately repre-
sented in government, law, medicine, and other valued professions that
received greater material rewards from the Soviet government. When
the Romanians arrived in Transnistria, some Jews certainly had mate-
rial goods that could have been of value to opportunistic neighbors, or
at least could have been used as a pretext for attack. Nevertheless, the
Jews were not attacked as a group. There was opportunistic activity,
to be sure: individuals robbed Jewish homes in Transnistria, and there
were accounts of Ukrainians taking clothes off the backs of defenseless
Jews. But there were few acts of wanton violence committed against
the Jews and the overwhelming trend was, instead, one of cooperation
and support.
Second, if this was about opportunism or envy, gentiles should have
attacked only wealthy Jews. Instead, gentiles attacked both wealthy and
poor Jews; they attacked old, impoverished Jews, as well as young chil-
dren from wealthy and poor families. In fact, one survivor saw a poor
Jew pleading with a Bessarabian civilian from his village not to kill him
precisely because he was poor and the Bessarabian knew he was poor, but
the Bessarabian nevertheless killed the Jewish man.145
The violence in Bessarabia must be seen as separate from wealth
disparities in society. Instead, the Jews as an ethnic group were deni-
grated within Romania long before the war began, and violence against
that group was given a degree of permissibility. In fact, the Jews of
145
Eni 1944, 47–48.
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 35
Bessarabia, as we noted above, experienced societal violence long be-
fore the war began, and they came under attack as an ethnic group
from the press, from politicians, and from laymen in the years leading
up to the Holocaust. It was this constant vilification, blame, and con-
struction of the Jew as an enemy of the Romanian people that, in com-
bination with a wartime regime that sought their destruction, opened
up the possibility for local gentiles to unleash a wave of violence against
their Jewish neighbors. The Soviet Union, meanwhile, had encouraged
locals to view their Jewish neighbors not as Jews, but as compatriots,
as neighbors, as equals. It is not enough to speak about wealth differ-
entials in society. In Poland, after all, anti-Semitism continued in the
post–World War II period despite the destruction of the vast majority
of the Jewish population, the expropriation of private property, and a
totalitarian government.146
VI. Conclusion
This article has sought to build on the literature explaining intereth-
nic violence and cooperation. We suggest that most mainstream ap-
proaches to ethnic violence rely on an extant interethnic animosity that
is activated under particular circumstances. Although our conclusions
do not detract from the value of these approaches, they suggest that the
explanations may not be complete without an examination of the un-
derlying relationships. More importantly, we suggest that underlying
interethnic relationships can be manipulated by the state—constructed
and reconstructed in relatively brief periods of time to build positive
and enduring interethnic relationships that survive beyond the life of
the state itself.
Our evidence comes from a natural experiment, focusing on gen-
tiles interacting with the Jewish population in a region that today
sits in Moldova and part of Ukraine. Bessarabia and Transnistria had
both been subjected to heavily anti-Semitic state policies from at
least 1812 to 1918; for the next twenty-three years Bessarabia con-
tinued with its anti-Semitism, while Transnistria’s territory was un-
der a strongly inclusivist nationality policy. We argue that, first and
foremost, at the root of the Transnistrian success was the Soviet state’s
consistent and determined political commitment to end anti-Semitism
and its commitment to building a cooperative interethnic society.
146
For Polish anti-Semitism in the immediate post–World War II period, see Gross 2007; for
evidence of continued anti-Semitism, see Warsaw’s student riots in 1968 with heavy anti-Semitic
content.
36 w o r l d p o li t i c s
However, we point to three primary mechanisms through which that
political will was manifested. First, the Soviet state provided full equal-
ity of rights for its Jewish citizens. Second, the state actively persecuted
public manifestations of anti-Semitism, while simultaneously decon-
structing negative stereotypes and constructing positive images of Jews
within the mass consciousness. The Soviet state used its propaganda
powers to encourage its citizens to adopt a progressive lifestyle that
abandoned anti-Semitism; those that did not were branded counter-
revolutionaries. Third, the state physically integrated the Jews into
broader society while advancing their positions through radical affir-
mative action programs.
Without suggesting that anti-Semitism was defeated in Transnistria,
we argue that these policies had a strong effect on the gentile popula-
tion’s attitude toward the Jewish population. During the war, under
a Romanian government that encouraged anti-Semitism and violence
against the Jewish population, the Bessarabian side was more likely to
commit violent acts against its Jewish population than the Transnistri-
an side, which in turn was more likely to provide aid to the Jews. Since
the Soviet state was no longer present, it appears likely that the gen-
tile Transnistrian population had internalized the values of interethnic
cooperation and therefore continued to support its Jewish neighbors
despite a new government that rewarded victimization of the Jews
and severely punished any attempts to assist them. We also provide
evidence from interviews with gentiles who lived through the interwar
period in Bessarabia and Transnistria that further suggests these ideas
of affinity and animosity were indeed internalized.
We present confirmatory qualitative and quantitative evidence for
our hypotheses from survivor testimonies, interviews with survivors,
a survey conducted with survivors, evidence from state archives, in-
terviews with non-Jewish witnesses of the Holocaust, and secondary
material.
We see several different directions that this research can take in the
future. Most important, we think it would be valuable to test this ap-
proach on societies today, examining nationality policies across Eu-
rope, for example, and whether they have any explanatory power on
levels of low-level interethnic violence, such as ethnic riots and racially
motivated attacks. If we are correct, states that demonstrate genuine
political commitment to promote cooperation should result in fewer
incidents of interethnic violence and higher levels of support. Such re-
search could demonstrate that a state need not be totalitarian to succeed
in constructing interethnic cooperation. After all, the U.S. federal gov-
co n s t r u c t i n g i n t er e t h n i c co n f li c t & co o p er at i o n 37
ernment pursued many of those policies vis-à-vis its African American
population in the second half of the twentieth century.
We also believe that our theory may have something to contribute to
the debate over whether ethnic wars are mass-based “Hobbesian” wars
of all against all or whether they are something more “banal,” unrelated
to ethnicity.147 One possibility is that although both types of conflict
are defined as “wars” according to definitional criteria established by
political scientists, they may be qualitatively very different when con-
sidered from the level of participation by civilian populations. If prewar
mass hostility exists, violence may spread quickly within a population
(for example, Rwanda) to create a Hobbesian war, whereas if prewar
interethnic cooperation existed, wars would rely more on violence en-
trepreneurs and other state-led actions to continue. Each type of con-
flict would require very different policy responses by the international
community to contain the violence and build long-term peace.
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